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Compliance Manager

日本 外資系企業 外資系企業 在宅可・ハイブリッド勤務可 View Job Description
We are seeking an experienced Compliance Manager to join our financial services team. The successful candidate will play a key role in ensuring the company adheres to legal standards and in-house policies, while also dealing with risk management and compliance issues
  • A Global Financial Service Institution
  • Great Career Development Opportunity in Regulatory Compliance

企業情報

Our client is a large organization within the financial services industry. They pride themselves on their commitment to high standards, ensuring their operations comply with international laws and regulations. Their presence is well-established in the industry, and they are known for investing in their employees' growth and development.

職務内容

  • Develop and oversee control systems to prevent violations of regulations and internal policies
  • Evaluate the efficiency of controls and improve them continuously
  • Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues
  • Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
  • Assess the business's future ventures to identify possible compliance risks
  • Review the work of colleagues when necessary to identify compliance issues and provide advice or training
  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
  • Prepare reports for senior management and external regulatory bodies as appropriate

理想の人材

A successful Compliance Manager should have:

  • Proven experience as compliance manager
  • In-depth knowledge of the industry's standards and regulations
  • Excellent knowledge of reporting procedures and record keeping
  • A business acumen partnered with a dedication to legality
  • Methodical and diligent with outstanding planning abilities
  • An analytical mind able to "see" the complexities of procedures and regulations
  • Excellent communication skills
  • BSc/BA in law, finance, business administration or related field

条件・待遇

  • Competitive salary
  • A supportive work environment that values diversity and inclusion
  • Opportunities for professional growth and career progression
  • Comprehensive benefits package
  • A challenging role in the financial services industry in Dalian



We encourage qualified candidates who are passionate about ensuring compliance and managing risk to apply for this rewarding role.

コンタクト
Toshifumi Takagi
求人番号
JN-022025-6678584
電話
+81 3 6832 8922

求人情報

分野
金融
職種
コンプライアンス・法務
業界
金融
勤務地
日本
雇用形態
正社員
担当コンサルタント
Toshifumi Takagi
担当コンサルタントの電話番号
+81 3 6832 8922
求人番号
JN-022025-6678584
企業タイプ
外資系企業
勤務形態
在宅可・ハイブリッド勤務可

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